Order Routing Disclosures (Rule 606)

Chapin Davis Investments is an introducing broker-dealer who clears 100% of its trades through Wells Fargo Clearing Services LLC (“First Clearing”). All order routing and execution decisions are made by First Clearing, and Chapin Davis Investments does not participate in the order filling or routing process. Chapin Davis Investments does not receive compensation for directing order flow.

We are required to make available quarterly reports of our order routing practices. Please click on this link to be directed to reports provided by First Clearing regarding order routing information and other Rule 606 disclosure obligations.

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